La independencia del convenio arbitral y el competence- competence en el arbitraje comercial internacional

AutorClaudio Lava Cavassa
Páginas345-361
Claudio Lava Cavassa
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THEMIS 61
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Asociado del Estudio Payet, Rey, Cauvi Abogados.
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2 BORN, G. “International Commercial Arbitration. Kluwer Law International: ->E=>!>;K>KH
de 2010. En: AMMIPPPDENP>K:K;BMK:MBHG
3 PARK, W. “The Arbitrators’ Jurisdiction to determine Jurisdiction” en ICCA Congress series 13 International
K;BMK:MBHG:G>K@>=&ENP>K':P$GM>KG:MBHG:E':#:R:II
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Transnational Perspective”. En: Vanderbilt Journal of Transnational Law->E=>%NGBH=>
2010.
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Junio de 2010. AMMII:I>KLLLKGKL. p. 122.
REDFERN, A.; HUNTER, M.; BLACKABY, N. y C. PARTASIDES, “Redfern and Hunter on International
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SUSLER, O. Op. cit. p. 122.
7 Ibídem
8 SAMUEL, A. “Separability of Arbitration Clauses – some awkward questions about the law on contracts,
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' *0')" - + k/A> K;BMK:MBHG @K>>F>GM .MBEE NMHGHFHNLl G $ HG@K>LL L>KB>L 
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I
10 REDFERN; HUNTERM; BLACKABY y PARTASIDES. p. 117.
11 IbídI/K:=N<=>E:NMHK
12 $(*'$/.  k.>I:K:;BEBMR :G= DHFI>M>GSDHFI>M>GSl G $ HG@K>LL L>KB>L  $FIKHOBG@ MA>
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>=&ENP>K':P$GM>KG:MBHG:E':#:R:I
13 !*0#- + k*N O: En:K;BMK:@> $GM>KG:MBHG:El G ( ':P%HNKG:E   I  BM:=: >G
'>;HNE:G@>KI
 LEBOULANGER. p. 13.
 +K>FBNF):?M:+KH=N=:G= HMA>KLO!BEB.ABIIBG@HFI:GR'BFBM>= 67 2BOIWKK:?H
7. Traducción libre del autor.
! ' #%#* !% !%#%# #
%# 
348
Revista de Derecho
THEMIS 61
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!$);$(* 8(+2,2#()* %&3$)-2* %28("#-2*
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8" <93A3=: &' 8"A "%3<:>"@" '8
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17 Ley Modelo de la Comisión de las Naciones Unidas para el Derecho Mercantil Internacional sobre Arbitraje
HF>KKG:%NGBH=>GFB>G=:L:IKH;:=:L>G
18 IbídKM\
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20 5BOBEIKHS>LLHK=GNG@=>E=> G>KH=>KM\
21 DIMOLITSA. p. 222.
22 K;BMK:MBHGE=>%NGBH=>:KM\
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DIMOLITSA. p. 222.
23 #:K;HNKLLNK:G<> H 0& 'M= O&:GL: ">G>K:E $GM>KG:MBHG:E $GLNK:G<> H 'M= :G= HMA>KL 67 
'EHR=nL->I
 PENGELLEY, N. “Separability Revisited: Arbitration Clauses and Bribery”. En: Journal of International
K;BMK:MBHGII
 +0'..*)I
Claudio Lava Cavassa
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349
Revista de Derecho
THEMIS 61
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"-):(),-* %+4,#+%&*
+("-)-",/%* /(2/(* (&* "%2-* 54H ?,/-
/445 H* C&* 2,2#('%* B+%)"K2*
"9>8383%"
'?2*%4%=-5* C)* (&* "%2-* /(* C2#%/-2* V),/-2@* (&*
8+,)",8,-* /(* L.0+!,!'()(&*N* B$(* +("-)-",/-*
>@'9" ': '8 %"A
3&, &-5 /31H Q /-*+&-  $H
N#27O @'"+@9"& ':'8 %"A
:*?%*4%&-$E-/%-3$-28>*
2(31)*(&* "$%&@*&-2* ?+4,#+-2*/(4()* +(2-&:(+*&-2*
%I'AC<: l class="_ _1">[
8(+-* 2-)* &-2* =$("(2* 7* #+,4$)%&(2* ;$,()(2*
&'$':@'A<8L'@8
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tz{hvi &' 8" 'O &' '@'%2
0+,:%/-*(2#%4&("(*;$(*&%*:%&,/(A*/(&* "-):(),-*
"@$3B@"8:I'&'A'@%I'AC<:>
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CM, (8NS
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&' ?I3(: &'$' @'A<8L'@ 8"A 'N%'>%3<: class="_ _1">'A I
:'A@'8"CL"A"8">@<>3"%<9>'B':%3"&'
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/-"#+,)%*/(&* "#=+0&0%"0@"#=+0&0%"0@*%* :("(2*
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U%+"(&.* ,&$2#+%* (&* "-)"(8#-* /(* "#=+0&0%"0@
"#=+0&0%"0@* 2(>%&%)/-* ;$(* L&-2* ?+4,#+-2*
(2#?)*%$#-+,A%/-2*8%+%*/(",/,+*2-4+(*2$*8+-8,%*
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()B-;$(2*-#-+3%/-2*()*&%*&(3,2&%",.)*"-'8%+%/%*
9I'AB@" 8"A &3A%@'>":%3"A ?I' 'N3AB': ':
%28("#-2*#%&(2*"-'-*(&*'-'()#-*8+-8,",-*8%+%*
&%*+(:,2,.)*=$/,",%&*/(*(2%2*8+,'(+%2*/(",2,-)(2*
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+(:,2,.)*-* &%2* 2,#$%",-)(2*()* &%2* ;$(*)-* /(4(*
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 LEBOULANGER. p. 7.
27 +KBF:+:BGMHKIO!EHH=HGDEBG(?@H0.
KENT, A. “The Separability Doctrine: The Continuing Impact of Prima Paint in Georgia, Alabama, and the
E>O>GMABK !BG=E:P?HK'>@:E +KH?>LLBHG:EL(:KSH=> ->E => G>KH =>
AMMIEB;K:KRoG=E:P.
28 NR>A>@G:.M
 WARE, S. “Arbitration Law’s Separability Doctrine After Buckeye Check Cashing, Inc. v. Cardegna”. En:
Nevada Law Journal, October 2007. Recobrado el 30 de Junio de 2010. AMMII:I>KLLLKGKL
. sec. I.
30 '>R=>>K>KG:E=>BF;K>=>:KM\
31 - ! -)#0)/ -'&4R+-/.$ .I
32 - 'sI/K:=N<=>E:NMHK
33 GAILLARD, E. y J. SAVAGE (eds.) Fouchard, Gaillard, Goldman on International Commercial Arbitration.
&ENP>K':P$GM>KG:MBHG:E':#:R:I
 Convenio sobre Arreglo de Diferencias Relativas a Inversiones entre Estados y Nacionales de otros Estados,
=>F:KSH=>GFB>G=:L:IKH;:=:L>E=>L>MB>F;K>=>
 +-&2kK;BMK:E%NKBL=B BGMA>0GBM>= .M:M>L2AH =>LPA:Ml G$GM>KG:MBHG:EK;BMK:MBHG ':P
Review. 2008. Recobrado el 28 de Julio de 2010. AMMIPPPPBEEB:FPI:KDGMLK;BMK:E
%NKBL=B
 *-)II
37 IbídII
! ' #%#* !% !%#%# #
%# 
350
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THEMIS 61
A3: ?I' 2"O" 8I1"@ " @'L3A3=: 6I&3%3"8^ 3:
('4%+3-@*(2#(* ()B-;$(* )-*(2* $),:(+2%&'()#(*
"%'>B"&"@'%'9'6
'L3B"@ '8IA"v{5*C)* (2#(*
"@D%I8< A'2" <>B"&8'"@'8 B(@93:
L"#=+0&0%"0@"#=+0&0%"0N5
8 > ?I' C':': 83B@"@" B<9"@
/(",2,-)(2* 2-4+(* 2$* 8+-8,%* "-'8(#()",%@*
"-'-* 2(* -)%/-* %)#(+,-+'()#(@* (2*
IAI"89':B'%<:>
/(&*"#=+0&0%"0@"#=+0&0%"0^83%"?I'
&%*%"(8#%",.)*$),:(+2%&*/(* (2#(*%28("#-*-#-+3%*
%&* "#=+0&0%"0@"#=+0&0%"0*(&* ),:(&*/(* )-+'%*
/(* /(+("(+)%",-)%&5* 0-+* -#+-* &%/-@*(&*
')'%BCL "#=+0&0%"0@"#=+0&0%"0*
2(* ,)',2"$7%)* ()* (2#%2* /,28$#%2@* %&* '()-2*
,-+^"<:l class="_ _1">:
A':B
':B':%3"A@$3B@"8'ANB@":6'@"Ah':"&'8":B'[
A' &':<93:"@# b<:l class="_ _1">':%3=:&' I'L" ci
@'%<: class="_ _1">%''8')'%BCL8
b8B@3$I:"8&'I:8"B":B'A
"8 ?I'A' A<9'B"I: 83C13'%B
&%2* 8%+#(2* %)* "-)"&$,/-*$)* %"$(+/-*()* (&*
A':C&< &'8 >@'A':B' "@D%I8 @'93C@# " 8"A
8%+#(2*%&* %+4,#+%=(@*%*,)2#%)",%*/(*$)%*/(*(&&%2@*
%* '()-2*;$(* "-'8+$(4(* ;$(*/,"-*
'A:I883%"$8'cws^ <9I'&'
L'@A'[ '8 "@D%I8&@<><:>
9"O'A&'B"88'A"%'@%"&'8C>I"%3=:
;$(*/(4(*2(+*&&(:%/%*%*"%4-*8-+*(&*#+,4$)%&*/(&*
AB"&< <:b class="_ _1">"B":B'[ 88 1I"@&" 'AB@'%2"
+(&%",.)* #%'4,K)* "-)*&%* -8-+#$),/%/* ()* ;$(*
/(4(* +(%&,A%+2(* /,"<-* 8+-)$)",%,()#-* =$/,",%&5*
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"#=+0&0%"0@"#=+0&0%"0* 2$8-)(* %"(8#%+* $)*
8+,)",8,-*/(* 8+,-+,/%/*%* B%:-+*/(* &-2* ?+4,#+-25*
I%*/()-',)%/%*L+,(#,(&*3,$)0N*4$2"%*8-28-)(+*
&%* ,)#(+:()",.)* =$/,",%&* %* $)%* (#%8%*
8-2#(+,-+@* (535@*&%* (#%8%*/(* ,'8$3)%",.)*-* /(*
+("-)-",',()#-*7*(=("$",.)*/(&*&%$/-*%+4,#+%&5*
J:"A4['8A3AB'9")@":%(A>"@'%'A'@'8J:3%?I'
-8#%/-*()*2$*#-#%&*/,'()2,.)*(2#%*L+,(#,(&*3
,$)0N@* "-)2,2#()#(* "-)* 2$* +("-)-",',()#-* /(&*
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"-'-*2(*:(+?*'?2*%/(&%)#(5
(M, +8:,S>E9HESE8:,B9B6E@B;8:,<9,H89RG9D8,
@'%I':B'9':B'8""IB<: class="_ _1"><94"':&':%3"
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8%+%* (2#(* #+%#%',()#-* "-)=$)#-* +%/,"%* ()* &%*
(2#+("* ,)#(++(&%",.)* B$)",-)%&* /(* &-2* /-2*
%<: class="_ _1">'>B "8 >'@93C@ " 8 #@$3B@
"-)*(&*8+-"(/,',()#-*%+4,#+%&@*(:,#%)/-*"$%&;$,(+*
,)#(+:()",.)* =$/,",%&* #('8+%)%5* C)* (B("#-@*
2,* &%* "&?$2$&%* %+4,#+%&* 2(* "-)2,/(+%+%* )$&%* -*
3:'N3AB':B'%<9%I':%3"&'8" :I83&"&
3:'N3AB':%3"&'8 %<: class="_ _1">B@"BO"%':B'[ ':B<:%'A
&'A">"@'%'@4"'8 AIAB':B"@"?I'8
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"81I:983%"&9':B'[
()* :,+#$/* /(* &%* ,)/(8()/()",%* /(&* "-):(),-*
%+4,#+%&@*&%2*/(B()2%2*4%2%/%2*()*&%*,):%&,/(A*/(&*
"-)#+%#-*8+,)",8%&*)-*%"%++(%)*)("(2%+,%'()#(*&%*
,):%&,/(A*/(&*"-):(),-*%+4,#+%&H*()*"-)2("$()",%@*
8"3:B'@>3=:&'&3%2"A'N%'>%3<: class="_ _1">A&')':A"A
)-*8(+=$/,"%)*&%*B%"$%/*/(&*#+,4$)%&*%+4,#+%&*8%+%*
+(2-&:(+* &%2* ',2'%2.* C2* ,'8-+#%)#(* +("-+/%+*
;$(* L(&* "-):(),-* %+4,#+%&* /(4(* 2(+* #+%#%/-*
%<9< I:"%I'@&I'&'A'@ :I8
%)$&%4&(* 1),"%'()#(* 8-+* :,",-2* ;$(* %B("#()*
/,+("#%'()#(* %&* "-):(),-* %+4,#+%&N5* 0-+* -#+-*
8"&<[ 8"A'N%'>%3<: class="_ _1">:'A @'8"CL"A "
8" 3:'N3AB':%3" P &'8 >@<>3:L':3
%+4,#+%&@*-*8-+*)-*(2#%+*8%"#%/-*(&*%+4,#+%=(*8%+%*
@'A<8L'@ 8" 9"B'@3" %<:b class="_ _1">@@C&"[ >I'&': A'@
+(2$(%2*()*8+,'(+*#K+',)-*8-+*(&*8+-8,-*#+,4$)%&*
"@$3B@"8hO:'%'A:"%3<: class="_ _1">"8'Ai
()*:,+#$/*/(&*"#=+0&0%"0@"#=+0&0%"05*
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"#=+0&0%"0* )("(2,#%* &%* ,)/(8()/()",%*
/(&* "-):(),-* %+4,#+%&* %* (B("#-2* /(* 2(+* $)%*
%* 8+-"(/,'()#%&* :(+/%/(+%'()#(*
')'%CL"^ '"24 ?I' AI'8""+@9"@A' ?I'bA3:
38 "$''-R.1" I
 *-)II
 "$''-R.1" II
 Convención sobre el Reconocimiento y la Ejecución de las Sentencias Arbitrales Extranjeras, Nueva York, 10
=>%NGBH=>:KM\
 "$''-R)$!/ ($I
 DIMOLITSA. p. 238.
 - ! -)#0)/ -'&4R+-/.$ .II
 +K>FBNF):?M:IWKK:?H/K:=N<=>E:NMHK
 - ! -)#0)/ -'&4R+-/.$ .II
Claudio Lava Cavassa
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351
Revista de Derecho
THEMIS 61
&%* /-"#+,)%* /(* &%* 2(8%+%4,&,/%/@* $)* #+,4$)%&*
"#=+0&0%"0@"#=+0&0%"0*
'AB"@4" >':%3"89':B' 83:"@
2$* "-'8(#()",%* 2-4+(* (&* B-)/-* /%/-* ;$(*
8" 'N3AB':%3" &' 8" %8#IAI8" "@$3B@"8 >@4"
:(+2(* %B("#%/%* 8-+* &%* ,):%&,/(A* /(&* "-)#+%#-*
2$47%"()#(N^ 3'@B"9':B'[  8"
,/(%*/(* &%* 2(8%+%4,&,/%/*-*,)/(8()/()",%@*$)*
&%$/-*;$(*/("&%+(*)$&-*(&*"-)#+%#-*2$47%"()#(*
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'AB@'%2"9':B'L3:%I8"&"A[:'&'$'6IAC+%"@
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2-4+(* 2$* 8+-8,%* "-'8(#()",%* 2-4+(* &%* 4%2(*
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)("(2,#%*&%*,)/(8()/()",%*/(&*"-):(),-*%+4,#+%&*
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 LEW, JD. MISTELIS, LA. y SM KRÖLL. “Comparative International Commercial Arbitration Kluwer Law
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 *-)II
 - 'sI
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 Ware. sec. IIIA.
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 Ibíd sec. IV.
 ' *0')" -II
 SUSLER. p. 123.
Ver también: GOLDSTEIN, D. “Arbitrator’s power to determine whether a contract is void ab initio”.
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 Ibídem.
 ' *0')" -II
Claudio Lava Cavassa
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?+4,#+-2*7*=$("(2* 8%+%*+(2-&:(+*&%2*-4=(",-)(2*
"8"%<9>'B':%3""@$3B@"8[O@'/'6"%8"@"9':B'
&%* )("(2,/%/* /(* ()#()/(+* (2#%2* /,B(+()",%2*
>"@" I: 9'6
&3,%389':B' >
A<8@
 (4 -II
 ' 2($./ '$.R&-V''II
 Convención de Nueva York, artículo II (3).
 Ibíd artículo V(1)(a).
 $(*'$/.I
 IbídII
 IbídII
 ' 2($./ '$.R&-V''I
! ' #%#* !% !%#%# #
%# 
354
Revista de Derecho
THEMIS 61
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